SECURITIES AND EXCHANGE BOARD OF INDIA MERCHANT BANKERS AMENDMENT REGULATIONS, 2011

THE GAZETTE OF INDIA
EXTRAORDINARY
PART –III – SECTION 4
PUBLISHED BY AUTHORITY
NEW DELHI, JULY 5, 2011
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai, the 5

th
 July, 2011
SECURITIES AND EXCHANGE BOARD OF INDIA
(MERCHANT BANKERS) (AMENDMENT) REGULATIONS, 2011

 

No.  LAD-NRO/GN/2011-12/09/21233 – In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to amend the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, namely:-
1. These Regulations may be called the Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2011. 
 2. They shall come into force on the date of their publication in the Official Gazette.
 3. In regulation 2, in clause (ab), after the words “certificate of” and before the
words “registration issued by the Board” the words “initial or permanent” shall be inserted.
 4. In regulation 3, –
i. in the marginal note, after the word “certificate” the words “of initial registration” shall be inserted;
ii. in sub-regulation (1), after the word “certificate” and before the words  “shall be made” the words “of initial registration” shall be inserted.
5. Regulation 8 shall be substituted with the following, namely: –
“8. Grant of certificate of initial registration.

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